Dougherty & Company LLC

Founded in 1977, Dougherty & Company is a full-service financial services firm that delivers a wide array of products and solutions to both institutions and individuals nationwide. Headquartered in Minneapolis, we have extensive experience in public finance where we have originated more than $48 billion in financings as managing/co-managing underwriter, placement agent and financial advisor. We have particular expertise in the Midwest, where we have been a leader in the municipal fixed income industry since our inception. Through the years, we have repositioned our firm to provide additional services such as equities, institutional research, investment banking, commercial and agency finance as well as private wealth management. Our capabilities enable us to deliver an integrated approach to the most complex financial endeavors. Since our founding, we have stayed true to our principles of putting our clients first. We built our firm on the strength of these long-standing relationships and our ability to execute on their behalf. Today, we are strategically aligned to provide innovative financial solutions nationwide.

Real Estate Specialization
Multifamily
Health Care
Special Purpose
Senior Housing
Typical Deal Size
$5,000,000 - $10,000,000
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Executive Vice President

David Juran

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Treasurer

James Mayer

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Senior Vice President

Thomas Grimmond

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Senior Vice President

Frank Hogan

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Vice President

Jason Kloos

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Vice President

David Edwards

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Vice President

Gary Johnson

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Vice President Institutional Equity Trader

Jesse Wallace

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Vice President

Charles Ervin

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Vice President

Kurt Apfelbacher

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Assistant Vice President

Brad Williams

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Senior Vice President of Investment Banking
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Vice President

Bonnie Benjamin-Evidon

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Associate Vice President

Timothy Mitchell

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Assistant Vice President

Tony Felling

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Vice President of Equity Institutional Sales

John Taylor

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Vice President

Frank Baiamonte

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Vice President

Gary Westerlund

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Vice President Investments

Peter King

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Vice President Fee Based Products

Brian Wong

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Financial Advisor

Jason Dobis

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CIO

Ray Woodsend

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Senior Vice President

John Greisen

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Executive Officer

Jim Mayer

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Chief Executive Officer
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Senior Vice President

Alan Polsky

Mr. Polsky joined Dougherty & Company in 1985. He is responsible for Dougherty & Company’s negotiated municipal underwriting and fixed income institutional sales and research. He was previously the senior research analyst in the firm’s Capital Markets Department. Mr. Polsky served on the Municipal Securities Rulemaking Board from 2009 to 2013 and as Chair of the MSRB for a one year term beginning October 1, 2011. Mr. Polsky was the 2001 Chairman of the National Federation of Municipal Analysts and past co-chair of the NFMA’s Education Committee. He also served as President of the Minnesota Society of Municipal Analysts. Prior to joining Dougherty & Company as a municipal trader in 1985, Mr. Polsky was the controller at the University of Minnesota Foundation and held a senior accounting position with KPMG-Peat Marwick. Mr. Polsky received a Bachelor of Business Administration degree from the University of Wisconsin, Madison.

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Vice President, Senior Research Analyst

Charles Anderson

Charles Anderson serves as Vice President, Senior Research Analyst within the Equity Capital Markets division at Dougherty & Company. He covers the mobile computing industry with a focus on supply chain, components and software applications. He has been with Dougherty & Company since 2007 and his research experience includes location-based services and intelligence, reconnaissance and surveillance (ISR) companies. Prior to joining Dougherty & Company, he was a business journalist covering the technology, telecommunication and utilities sectors. Mr. Anderson earned a Bachelor’s of Journalism Degree from the University of Missouri - Columbia.

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Vice President, Senior Research Analyst

Steven Frankel

Steven Frankel serves as Vice President, Senior Research Analyst within the Equity Capital Markets division at Dougherty & Company. He covers the digital media sector and has more than 25 years of sell-side experience covering a wide range of technology companies. Prior to joining Dougherty & Company in 2010, he served as Director of Research at Adams, Harkness and Hill, and Brigantine Advisors. He has been named a Wall Street Journal All-Star as the number one Internet analyst and number two in overall stock picking, as well as a top stock picker in the software space by Starmine. Mr. Frankel earned a Bachelor’s of Arts Degree in Economics from the University of Wisconsin-Madison. He later earned a Master’s of Business Administration Degree in Finance and Investments from the same institution.

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Executive Officer / Promoter

Andrew Deckas

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Executive Officer / Promoter

Lori Larson

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Executive Officer / Promoter

David Juran

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Senior Vice President

Jeffrey Rogers

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Senior Vice President

James Berman

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Senior Vice President

Pamela Ziermann

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Senior Vice President

Wynn Juran

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Senior Vice President

Jack Arnold

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Senior Vice President - Corporate Finance and Investment Banking

Joseph Sullivan

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Investment Advisor Representative
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Investment Advisor Representative

Michael Dolan

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Vice President

Ruth Davis

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Investment Advisor Representative

David Mullen

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Senior Vice President

Jeff Jacobson

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Charlie Anderson

Key Focus Areas
Capital Markets Financial Analysis Advisory Tax Credits
Geographical Area
Mapped Location